LEADERSHIP

Lee Thompson

Compliance and Money Laundering Reporting Officer

Lee Thompson, Compliance and Money Laundering Reporting Officer, Wealthbrix Capital Partners

Lee Thompson

Compliance and Money Laundering Reporting Officer

Leadership Team Connect on LinkedIn

About Lee

Lee has over 20 years of experience in regulatory compliance across the UK and UAE. Prior to joining Wealthbrix Capital Partners Limited, he served as Director of a boutique regulatory compliance consultancy in the UAE, acting as Compliance Officer and Money Laundering Reporting Officer for several DFSA and FSRA Authorised Firms. He also led multiple regulatory applications and played a key role in the firm’s growth prior to its acquisition by a global corporate services provider in 2022.

Earlier, he worked with an FCA-regulated, FTSE-listed wealth manager in the UK, advising on a broad range of regulatory matters, including MiFID and the Retail Distribution Review. He holds a BA in Business Studies from Northumbria University, is a Certified Investment Fund Director and a Chartered Fellow of the Chartered Institute for Securities & Investment (CISI). He also holds the CISI Diploma in Investment Compliance and the CISI Investment, Risk and Taxation Certificate.

← Back to the team

© Wealthbrix - All rights reserved.

Certain product, services and information on this Wealthbrix website may not be available for residents and/or nationals of certain jurisdictions and countries. Viewers are asked to consult the sales restrictions relating to product and services for further information.

Best viewed in the latest versions of Chrome, Firefox, Safari, and Edge.